SEC updates small-entity definitions for investment firms
The agency adopted amendments covering registered investment companies, investment advisers and business development companies.
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https://davids.news/s/sec-updates-small-entity-definitions-for-investment-firms-7f811878
- The SEC says the revisions account for growth in the asset management industry since the thresholds were last set.
The SEC says the updated definitions are intended to improve its regulatory analyses and help minimize rules’ economic impact on qualifying small entities.
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SEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment Advisers
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SEC updates small-entity definitions for investment firms
- SECSEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment AdvisersSource: SEC 2026 · Nov 4, 2026 (UTC)
The agency adopted amendments covering registered investment companies, investment advisers and business development companies.
- SECSEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment AdvisersSource: SEC 2026 · Nov 4, 2026 (UTC)
The SEC says the revisions account for growth in the asset management industry since the thresholds were last set.
- SECSEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment AdvisersSource: SEC 2026 · Nov 4, 2026 (UTC)
The SEC says the updated definitions are intended to improve its regulatory analyses and help minimize rules’ economic impact on qualifying small entities.
- SECSEC Adopts Amendments to Update Definitions of Small Entity for Investment Companies and Investment AdvisersSource: SEC 2026 · Nov 4, 2026 (UTC)